Download PDF by Steven M. Rice: 1,001 Series 7 Exam Practice Questions For Dummies

By Steven M. Rice

ISBN-10: 1118891643

ISBN-13: 9781118891643

1,001 possibilities to perform for the sequence 7 examination

This complete examine advisor takes you past the guide provided in Series 7 examination For Dummies, via providing you with extra perform and overview of the most important recommendations lined within the examination. if you are prepping to take this extreme six-hour examination, 1,001 sequence 7 examination perform Questions For Dummies covers shares, municipal and company bonds, and options—plus ideas for buying clients and dealing with money owed and every thing else you could count on to come across on examination day!
This books grants 1,001 perform possibilities to organize for the sequence 7 examination, each one query defined by means of delivering a close, step by step solution.

If you are an aspiring monetary specialist, you can find the entire perform and priceless information you want to succeed!

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Extra info for 1,001 Series 7 Exam Practice Questions For Dummies

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A) 180 days (B) 270 days (C) 1 year (D) 3 years 75. Cain Weidman owns 1,000 shares of HIT Corp. HIT issues stock with cumulative voting. What is the maximum number of votes that Cain can cast for one candidate if the board of directors of HIT has four vacancies? (A) 100 (B) 250 (C) 1,000 (D) 4,000 76. The par value of a common stock is used for bookkeeping purposes one dollar adjusted for stock splits the amount investors receive at maturity (A) I and III (B) I, II, and III (C) II, III, and IV (D) I, II, III, and IV 77.

A) 10% (B) 20% (C) 25% (D) 33% 82. 95 on the business day prior to the ex-dividend date. 30 dividend, what will be the opening price on the next business day? 25 83. ABC splits its stock 3 for 1. An investor who owns 100 shares would receive (A) another certificate representing 200 shares of ABC (B) a sticker to be placed on his existing certificate notifying purchasers that the stock was split (C) a notice to send back the existing certificate so that it can be replaced with a new one representing 300 shares (D) another certificate representing 300 shares of ABC and a notice to destroy the existing certificate 84.

A net worth exceeding $1 million excluding primary residence a net worth exceeding $300,000 excluding primary residence an annual income exceeding $100,000 in each of the two most recent years and a reasonable expectation of the same income level in the current year annual income exceeding $200,000 in each of the two most recent years and a reasonable expectation of the same income level in the current year (A) I and III (B) I and IV (C) II and III (D) II and IV 53. Which of the following securities are exempt from the full registration requirements of the Securities Act of 1933?

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1,001 Series 7 Exam Practice Questions For Dummies by Steven M. Rice


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